Impressum
This page provides legal information about Prosperity Partners as required by applicable regulations in the Philippines and international standards.
Company Identification
Company Name
Prosperity Partners Financial Planning Services
Legal Form
Partnership registered under Philippine law
Business Address
200 Ortigas Avenue
Pasig City, Metro Manila 1605
Philippines
Date of Establishment
October 2022
Registration
Registered with the Securities and Exchange Commission of the Philippines
Contact Information
Telephone
+63 2 8637 4829
Website
domain.com
Contact Form
Available at our Contact page
Business Hours
Monday to Friday: 9:00 AM - 6:00 PM (Philippine Time)
Saturday: By appointment only
Sunday: Closed
Responsible Persons
Managing Partners
Ricardo L. Mendoza, CFP
Elena M. Santos, CFA
Authorized to represent Prosperity Partners in all business matters
Content Responsibility
Maria Teresa R. Cruz
Director of Client Services and Communications
Responsible for editorial content and information published on this website
Technical Responsibility
Technology Services Division
Responsible for technical operation and maintenance of the website
Data Protection Officer
Patricia B. Reyes
Contact for privacy and data protection inquiries
Email: [email protected]
Regulatory Information
Regulatory Authority
Securities and Exchange Commission (SEC)
Philippines
Professional Standards
Our advisors maintain certifications and licenses including:
- Certified Financial Planner (CFP) certifications
- Chartered Financial Analyst (CFA) designations
- Investment Advisory licenses from the SEC
- Life insurance licenses from the Insurance Commission
Professional Memberships
Prosperity Partners maintains memberships in:
- Philippine Financial Planning Standards Council
- CFA Society Philippines
- Investment Company Association of the Philippines
Compliance Framework
Our operations comply with:
- Securities Regulation Code
- Investment Company Act
- Data Privacy Act of 2012
- Anti-Money Laundering Act
- SEC rules and regulations for investment advisors
Liability Disclaimer
Content Liability
The content on this website is provided for informational and educational purposes. While we strive to ensure accuracy and currency of information:
- We make no warranties or representations regarding the completeness, accuracy, or suitability of the information
- Content should not be considered as specific financial advice for your individual situation
- Financial decisions should be made after consultation with qualified professionals
- We reserve the right to change or update information without notice
- We are not liable for any decisions made based solely on website content
External Links Disclaimer
Our website may contain links to external websites operated by third parties. Please note that:
- We have no control over the content of external websites
- We do not endorse or assume responsibility for external content
- Links are provided for convenience and informational purposes only
- We are not liable for damages arising from your use of external websites
- External websites have their own terms of use and privacy policies
We regularly review our links and remove any that become inappropriate, but we cannot monitor external sites continuously.
Copyright Notice
All content on this website, including text, graphics, logos, images, and software, is the property of Prosperity Partners or our licensors and is protected by Philippine and international copyright laws.
Reproduction, distribution, or unauthorized use of this content without written permission is prohibited, except as permitted under applicable copyright law for personal, non-commercial use.
Trademark Notice
Prosperity Partners, our logo, and related marks are trademarks of our company. Use of these marks without our prior written consent is prohibited.
Dispute Resolution
Complaints and Concerns
If you have a complaint or concern regarding our services:
- Please contact us first to resolve the matter amicably
- We have an internal complaints resolution process
- Most concerns are resolved within 30 days
- Unresolved matters may be escalated to regulatory authorities
Regulatory Complaints
If you wish to file a formal complaint with regulatory authorities:
Securities and Exchange Commission
SEC Building, EDSA, Mandaluyong City, Philippines
Professional Standards
We adhere to the highest professional standards and codes of ethics as required by our professional certifications and regulatory obligations.
Additional Information
Languages
Our primary business language is English. We also provide services in Filipino (Tagalog) upon request.
Accessibility
We strive to make our website accessible to all users. If you experience any accessibility issues, please contact us so we can assist you.
Updates to This Page
This Impressum may be updated periodically to reflect changes in our organization or regulatory requirements. The last update was made in November 2025.
Questions
If you have questions about the information on this page, please contact us using the details provided above or visit our Contact page.